Internet-based treatment for older adults with depression and co-morbid cardiovascular disease: protocol for a randomised, double-blind, placebo controlled trial
© Cockayne et al; licensee BioMed Central Ltd. 2011
Received: 1 December 2010
Accepted: 14 January 2011
Published: 14 January 2011
Depression, cardiovascular disease (CVD) risk factors and cognitive impairment are important causes of disability and poor health outcomes. In combination they lead to an even worse prognosis. Internet or web-based interventions have been shown to deliver efficacious psychological intervention programs for depression on a large scale, yet no published studies have evaluated their impact among patients with co-existing physical conditions. The aims of this randomised controlled trial are to determine the effects of an evidence-based internet intervention program for depression on depressive mood symptoms, cognitive function and treatment adherence in patients at risk of CVD.
This study is an internet-based, double-blind, parallel group randomised controlled trial. The trial will compare the effectiveness of online cognitive behavioural therapy with an online attention control placebo. The trial will consist of a 12-week intervention phase with a 40-week follow-up. It will be conducted in urban and rural New South Wales, Australia and will recruit a community-based sample of adults aged 45 to 75 years. Recruitment, intervention, cognitive testing and follow-up data collection will all be internet-based and automated. The primary outcome is a change in severity of depressive symptoms from baseline to three-months. Secondary outcomes are changes in cognitive function and adherence to treatment for CVD from baseline to three, six and 12-months.
Prior studies of depression amongst patients with CVD have targeted those with previous vascular events and major depression. The potential for intervening earlier in these disease states appears to have significant potential and has yet to be tested. Scalable psychological programs using web-based interventions could deliver care to large numbers in a cost effective way if efficacy were proved. This study will determine the effects of a web-based intervention on depressive symptoms and adherence to treatment among patients at risk of CVD. In addition it will also precisely and reliably define the effects of the intervention upon aspects of cognitive function that are likely to be affected early in at risk individuals, using sensitive and responsive measures.
Australian New Zealand Clinical Trials Registry (ANZCTR): ACTRN12610000085077
Ischaemic heart disease and major depression are the two leading causes of disease burden as measured using disability-adjusted life years in OECD countries, contributing 9.0% and 6.8% of the total burden respectively. The associated conditions of stroke, diabetes and alcohol abuse are also among the top ten causes of disease burden . Dementia contributes a further 2.9% and is increasing in the ageing Australian population.
The World Mental Health study demonstrated that the individual health decrement (disability) arising from depression-physical disorder co-morbidity produces greater disability than would be expected from purely additive effects . Furthermore, treatments are typically targeted only at those with major depressive disorder although the public health impact of lesser symptom severity is highly significant [3, 4]. The large numbers with sub-clinical or 'subsyndromal' disease contribute a greater disease burden than the few with severe illness . Providing acceptable, non-toxic interventions on a large scale for those with less severe depressive symptoms in the community is therefore a key public health goal.
The relationships between depression and cardiovascular disease (CVD) are complex with bidirectional pathways . Depression has been shown to have a relatively strong association with the development of fatal coronary heart disease as well as myocardial infarction. This finding has been demonstrated by a number of longitudinal studies published over the last 40 years, is particularly true in men  and is apparent across the range of depression symptom severity .
Although depression is consistently associated in observational studies with poor outcome in people with both established CVD and with risk factors for CVD , all major randomised controlled trials (RCTs) have evaluated the effect of treating depression only in those with an established event such as myocardial infarction. These trials aiming to treat depression and thus reduce CVD have produced mixed results. Despite demonstrating reasonable evidence for an antidepressant response in a number of studies [8–10], no benefits were found in prevention of recurrent events or cardiac death. This was also true of the most recently reported trial (CREATE; ). There remains, however, the possibility that intervention in people with less severe disease (i.e., either less severe depressive symptoms or cardiovascular risk factors) might be of benefit . For example, people at high risk for CVD (e.g. raised cholesterol, smokers) but without established disease may have suboptimal medical management, in addition to psychosocial factors, which may play a greater role in factors such as adherence. We propose that new interventions need to target these 'at risk' individuals.
Poor adherence to medications is an issue that is often linked with depression in conceptual papers but rarely addressed in clinical studies. Adherence describes a person's implementation of a health related behavioural prescription, such as correctly taking a medication, or exercising according to an agreed plan. Depression is one the most consistent determinants of poor adherence to physical treatments  and medication . Poor adherence is often postulated to mediate the effects of depression on cardiovascular outcomes. To date, however, there has been no RCT evaluating whether an intervention designed to improve depression in those with co-morbid CVD also improves adherence to preventative therapies.
In addition to the range of poor physical health outcomes, depression is also associated with impaired cognition. Typically, dysfunction is evident in those regions mediated by fronto-subcortical brain circuitry, with impairments being most pronounced in processing speed, executive functioning and memory . These impairments are predictive of disability and poor quality of life  and often persist despite symptom resolution . While the precise mechanisms are unknown, cognitive impairment in older people with depressive symptoms may be due to a combination of underlying cerebrovascular disease, as well as the direct neurotoxic effects of depression itself. This research underscores the need to deliver targeted interventions for these modifiable risk factors as early as mid-life . To-date, no known trials have evaluated the effect of treating depressive symptoms upon the subtle early cognitive impairments observed in this 'at risk' group.
Taken together, the literature on depression and CVD would suggest that there exists a group of individuals with both higher cardiovascular risk and depressive symptoms whose coexistence can initiate a negative spiral towards worse CVD and mental health outcomes. Taken in turn, this is likely to have deleterious effects on cognitive functioning, and levels of disability. Given the rapidly, ageing population, there is a need to address these issues on a large-scale at primary and secondary levels of prevention. Internet or web-based interventions (e-health) may be ideally suited for this purpose since they have been shown to deliver efficacious psychological intervention programs for depression  on a large scale in a cost effective manner. Moreover, there is evidence that internet interventions are preferentially sought for their anonymity, their capacity to be used privately at home and for their lack of face-to-face contact. As such they may increase participation among individuals who might not otherwise seek care . Middle-aged men, a key target group for early cognitive decline, are particularly hard to engage in standard health care. Internet interventions - if automated - are able to deliver interventions with fidelity, giving them an advantage over other types of programs. In younger samples, data suggests that internet interventions are effective for a range of mental health symptoms including depression, post traumatic stress disorder, and eating disorders  and some studies have shown sustainable benefits . To-date, there have been no published evaluations of web-based treatments for mood and co-morbid physical disorders in older people, although trials in younger samples appear to be underway .
The primary aim of the Cardiovascular Risk, E-couch Depression Outcome (CREDO) research trial is to determine the efficacy of an internet intervention program for depression (e-couch) on depressive symptoms in people being treated for, or at risk of developing CVD. The secondary aims are to determine the immediate, six and 12-month efficacy of the same intervention on cognitive function and adherence to treatment for CVD.
Participants and Setting
The target population for the trial are older adults, both male and female aged 45 to 75 years, with self-reported CVD history or significant risk factors, and evidence of depressive symptoms.
Participants will be recruited through the 45 and Up Study, a large-scale longitudinal population-based cohort study comprising over 260,000 men and women aged 45 years and over in New South Wales (NSW), Australia . Participants in the 45 and Up Study were randomly selected from the database that is used to administer the national universal health insurance scheme (Medicare Australia), which has almost complete coverage of the Australian population. Participants entered the study by completing a baseline postal questionnaire and providing written consent to have their health followed over time. The study questionnaire is available at http://www.45andUp.org.au The overall response rate to the baseline questionnaire is 18%. Comparative analysis between the 45 and Up Study and the NSW Population Health Survey demonstrates that for a range of risk factors the estimates of relative risk observed in the 45 and Up Study are generalisable to the wider population .
Potential participants will be randomly selected from the 45 and Up Study database using an algorithm to identify those that meet the eligibility criteria and have provided a valid email address. The individuals identified will be contacted via email, given brief information about the trial and provided with a Trial ID and a link to the trial website. Interested participants will log into the website using their Trial ID where they will be provided with more detailed information and undertake an online consent, eligibility screening and baseline assessment procedure. Recruitment will be conducted in waves of approximately 1,000 until the desired sample size is reached.
Self-reported history of CVD, or risk factors for CVD, defined as any one of the following:
Receiving treatment for heart attack/angina, other heart disease, hypertension or high blood cholesterol in the past month;
Taking the following medications listed in the 45 and Up Study questionnaire for heart disease, hypertension or high blood cholesterol in the past month: Lipitor, Pravachol, aspirin for the heart, Avapro, Karvea, Coversyl, Coversyl Plus, Cardizem, Vasocardol, Norvasc, Tritace, Noten, Tenormin, atenolol, warfarin, Coumadin, Lasix, frusemide, and Micardis;
Previous doctor's diagnosis of heart disease, stroke or hypertension;
Previous doctor's diagnosis of diabetes and report taking glucose lowering therapy in the past month;
Two or more of the following risk factors: current smoker, obese, aged 65 years or more, family history of heart disease or stroke in two or more first degree relatives.
Self-reported psychological distress defined as a Kessler-10 (K-10) score of greater than or equal to 16.
In addition, at the time of eligibility screening, individuals must have a score of 8 or above on the Patient Health Questionnaire (PHQ-9), thus demonstrating the presence of clinically significant depressive symptoms at the point of entry to the trial.
Self-reported history of any one of the following CVD or risk factors in the 45 and Up Study baseline dataset
Report of treatment in the last month for:
• Heart attack/angina
• Other heart disease
• High blood pressure
• High blood cholesterol
Report of taking any of the following in past four weeks:
• Aspirin for the heart
• Coversyl/Coversyl Plus
Previous doctor's diagnosis of heart disease or stroke or high blood pressure
Previous diagnosis of diabetes and taking at least one prescription of glucose lowering therapy in the last four weeks
Two or more of the following risk factors:
• Regular smoker now
• Obese (Body Mass Index ≥ 30)
• Over 65 years
• Family history of heart disease or stroke in two or more first degree relatives
Self-reported psychological distress in the 45 and Up Study baseline dataset
A Kessler-10 (K-10) score of greater than or equal to 16.
Depressive symptoms indicated at pre-trial screening
A score of eight or above on the 27 point Patient Health Questionnaire (PHQ-9)
No depressive symptoms at pre-trial screening
A score less than or equal to seven on the 27 point scale of the PHQ-9
Suicide ideation at pre-trial screening
A score of either '2' or '3' on the 0-3 likert scale at question nine of the PHQ-9
Currently receiving psychotherapy at pre-trial screening
Indication that currently receiving any form of counselling e.g. with a counsellor, GP, psychiatrist or psychologist
The Participant Information Statement and Consent Form will be available on the trial website and available for download. The Participant Information Statement provides a detailed description of the trial, the procedures and time involved in participating, information on the randomisation process each participant will undergo to either one of two interactive internet programs, confidentiality information and contact information for the trial team should potential participants want further information.
In providing consent, within the online form participants will be required to: enter their full name; indicate their agreement with two statements by checking a yes/no response button and then; click on submit. The date consent is submitted will be recorded.
Once online consent is obtained the potential participant will complete the PHQ-9 and questions relating to any form of counselling currently being received. Participants deemed to be eligible and will be asked to complete the baseline data collection which comprises a survey and cognitive test battery; CogState. Participants will be encouraged to complete both the baseline survey and cognitive tests within one week. Within one day of completing their baseline assessment, participants will receive an automated email thanking them for their involvement and confirming the next steps of the trial. Ongoing participation in the trial will be measured from this time-point. Refer to Figure 1.
Eligible participants that complete the baseline assessment will be prompted with an automated email one week later asking them to return to the trial website to commence their internet program. Participants will be required to login and confirm their continued willingness to participate in the trial. The process of confirming their willingness to participate will automatically trigger the randomisation facility built into the internet program. Refer to Figure 1.
Randomisation will be undertaken using a customised and fully automated randomisation facility built into the trial website. Participants will be randomised to receive either the intervention program (e-couch) or the active control program (HealthWatch). Randomisation will be stratified by depressive symptom severity using specified block sizes of eight. Symptom severity will be determined using PHQ-9 scores, where scores ranging from 8 to 14 are classified as moderate depressive symptoms, and scores ranging from 15 to 27 are classified as major depressive symptoms. The computerised procedure allows for full replication.
Active Treatment Arm: e-couch
E-couch is an automated software program that offers 12 modules addressing mental health literacy (information about the nature, risk factors and effective treatments for depression), CBT, IPT, relaxation techniques and exercise programs targeting depression. The CBT and mental health literacy components of e-couch are extensions of the MoodGYM  and BluePages  internet interventions, which have efficacy demonstrated in previous trials . Both of these programs have been found to reduce depression symptoms in community samples relative to placebo conditions [19, 29].
Active Control: HealthWatch
HealthWatch is a 12-week program in which participants read information about environmental health, nutrition, stroke, physical activity, medicines in the home, temperature extremes, oral health, blood pressure and cholesterol, heart health, bacteria and food-borne illnesses, calcium and back pain. In order to replicate the interactive component of the active treatment arm, participants also complete online questionnaires that probe health factors, physical and artistic activities, education and hobbies, social, financial, and family roles, work habits and stress, medications, pain and nutrition, and alcohol use.
Modules are made available sequentially weekly and take between 30 and 60 minutes to complete. An automated email at the commencement of each week will notify participants that their weekly module is available for completion. A link on the email provides support for technological problems. In each program, one new website module will open each week regardless of whether a participant has completed the previous one. For example, at Week three, module three will be released. If a participant has only completed module one, but logs on in Week three they will be directed to complete Week two first. However, they will not have to wait a week between each of these modules since Week three will have already been released. Each module will remain open after it has been completed so that participants may go back and revise any information.
If a participant has not logged in to the website and completed the current module within four days of its release, an automated reminder email will be sent. A phone call will then be made three to four days after the reminder email has been sent if they have still not yet completed the new module.
Participant Monitoring and Follow-up Assessments
Participants will be monitored as the trial progresses with questions relating to mood embedded within the respective internet programs in Week four and Week eight. Module completion will be monitored each week, with automated reminder emails and follow-up phone calls undertaken as outlined above.
Upon completion of the trial treatment program, participants will be prompted by automated email to return to the trial website to complete the post-program assessment, comprising a survey and cognitive testing. Phone calls will be made to participants that do not respond to the automated email notification to encourage completion. Further follow-up assessments will be completed at six and 12-months respectively following date of randomisation. Refer to Figure 1.
Outcome Measures and Assessments
Baseline Assessment at t = 0 months
Post-intervention Assessment at t = 3 months
Follow-up Assessment at t = 6 months
Final Assessment at t = 12 months
Primary Outcome - Depressive Symptoms
The primary outcome for the trial is a change in severity of depressive symptoms from baseline to three, six and 12-months. The primary outcome will be measured using the PHQ-9; a nine-item assessment of depressive symptoms, which provides a summary score ranging from 0 to 27. The PHQ-9 is a reliable and valid measure of depressive symptoms, which has been widely used in previous studies of people with depressive symptoms and is sensitive to change [30, 31]. The PHQ-9 will be embedded into the trial website and completed online at baseline, post-program (three-months) and six and 12-month follow-up. Mean changes in continuous depressive symptom scores from baseline will be compared between the two randomised groups at each time-point.
Secondary Outcomes - Cognition and Adherence
Psychomotor function/speed of processing: This task requires participants to respond when a card presented on-screen turns from face-down to face-up (duration, two minutes) (outcome measure = speed of performance, mean of the log10 transformed reaction times for correct responses);
Visual learning and memory: In this task, playing cards are presented on-screen and participants respond 'yes' if the card has appeared in the task before and 'no' if it has not (duration, up to five minutes) (outcome measure = accuracy of performance, arcsine proportion correct);
Executive functioning: In this spatial problem solving task, participants are shown a grid of tiles on-screen and using their mouse they must find a hidden pathway on the basis of trial and error feedback (five minutes) (outcome measure = number of errors).
The CogState test battery will be located on a dedicated testing portal, linked to the trial website, with participants instructed to complete the cognitive tasks as part of the baseline, post-program (three-months), six and 12-month follow-up assessment. Scores will be compared between the two randomised groups at each time-point.
Adherence: Adherence to CVD treatments will be measured using the Medical Outcomes Study Measures of Patient Adherence Scale. Comprising both general and specific measures, this scale uses self report of adherence to a number of dimensions. The general measure (five items) evaluates a patient's tendency to adhere to medical recommendations (scored as an average of the five items), while the specific measure (scored as a 0-100 scale) focuses on adherence to medication, exercise, diet and social support (an important additional factor in cardiovascular outcome post event). It has been shown to be sensitive to changes in mood . Changes in mean general and specific adherence behaviour scores will be calculated and compared between the two randomised groups at each time-point.
Other outcomes include: anxiety (using the Generalised Anxiety Disorder Scale; GAD-7) , sleep quality (using the Pittsburgh Sleep Quality Index; PSQI) , disability (using the World Health Organisation Disability Assessment Scale; WHODAS) , illness perception (using the Brief Illness Perception Questionnaire; BIPQ) , participation in physical activity (using the Active Australia Baseline Survey; AABS)  and alcohol use (using the Alcohol Use Disorders Identification Test - Consumption; AUDIT-C) . Medication use for CVD and depression will also be determined, in addition to workforce and social participation. Satisfaction with treatment and reasons for drop-out will also be measured. Help-seeking using scales measuring actions to overcome depression, preferences for treatment type and expectations of the trial will be measured using previously developed formats [29, 43]. User behaviour (e.g. time on site, number of modules completed, length of individual module use and frequency of access) will be tracked for both the e-couch and HealthWatch programs. In addition, demographic and past medical history data derived from the 45 and Up Study baseline dataset will be available for analysis.
Refer to Table 2 for a list of all outcomes to be assessed.
Blinding and allocation concealment
The investigators, analysts, trial manager and all participants will be blinded to treatment allocation for the duration of the trial. Only the internet program system administrator will have access to un-blinded data at the individual level however they will not have any contact with trial participants.
Treatment allocation will be preserved by virtue of the intervention delivery method being web-based, in addition to all of the follow-up assessments. Where participants are unable to complete follow-up assessments online, they will be conducted over the telephone by a Research Assistant who will be blinded to allocation. In the event that treatment allocation is revealed to the Research Assistant during the six-month follow-up assessment, the subsequent 12-month follow-up assessment will be conducted by a secondary Research Assistant, who will also be blinded to allocation.
We will randomly select 8,000 of those meeting trial eligibility criteria from the 45 and Up Study to participate. A conservative return rate of 20% is expected from this invitation on the basis of results of previous population-based internet trials . Further assuming that only 40% of those agreeing to potentially participate actually consent after having responded or become un-contactable over a one-month period or currently do not demonstrate depressive symptoms or have access to counselling, this leaves a potential sample of about 640. Taking into account a 20% attrition rate post-randomisation, this will provide a final sample of approximately 510.
To detect an effect size of 0.3 standard deviations as the difference between randomised groups in mean change in depressive symptom scores at three-months, with α = 0.05 and β = 0.90, the required sample size for the trial is 470.
The primary a priori outcome is change in depressive symptoms between baseline and three-months as measured by the PHQ-9 score. However, internet trials often have missing data. Analyses of the change in this continuous measure will be undertaken on an intention-to-treat basis, including all participants randomised regardless of treatment actually received or withdrawal from the study. Mixed-model repeated measures (MMRM) analyses will be used since this approach can include participants with missing data and incorporate data from intermediate measurement time points of four and eight weeks. Mixed-models yield unbiased and efficient estimates under MCAR (missing completely at random) and MAR (missing at random) assumptions, which are often reasonable in clinical trials. Additional analyses will explore participant characteristics which moderate outcome and, if appropriate, levels of presenting severity associated with significant improvement. The latter analyses will use a Johnson-Neyman approach .
A completers analysis on all participants completing at least 75% of the internet modules and all measures will be undertaken as a secondary analysis. Sensitivity analyses based on multiple imputation and on assuming all drop outs are non-responders (worst case scenario) will be undertaken.
The secondary outcomes of change in the continuous measures of cognitive function and self-reported adherence will be analysed in the same way.
The trial will be undertaken in compliance with the World Medical Association Declaration of Helsinki (revised version of Seoul, 2008), international standards of Good Clinical Practice (GCP) and the applicable regulatory requirements in Australia. The design and implementation of the trial has been approved by The University of Sydney Human Research Ethics Committee (Reference Number: 06-2009/11800).
The trial is bound by Commonwealth and State privacy legislation and guidelines within Australia, including the Health Records and Information Privacy Act 2002. All research data collected including survey responses, cognitive testing results and website activity data will be identified by the Trial ID numbers only. All files linking participant names and contact information to Trial ID numbers will be stored separately from raw research data. All research data collected will be stored on a secure server at the Brain & Mind Research Institute, The University of Sydney. The server will be password protected and access permitted by authorised research staff only.
A suicide/self-harm risk protocol is in place, which includes a list of emergency sources of help. If participants wish to seek treatment elsewhere, they will be advised to speak to their regular general practitioner or will be provided with information to locate an appropriate general practitioner in their local area. A referral list of appropriate health professionals and services is in place.
This trial will bring together a multidisciplinary perspective from psychiatry, cardiology, psychology, neuropsychology and neurology to study links between depression, CVD and cognitive function using a novel intervention. The trial will be one the first of its kind to evaluate the efficacy of a web-based intervention for depression in people aged 45 years and over with significant depressive symptoms who are also being treated for cardiovascular risk factors. In particular, this trial will target people across the range of CVD, especially those in early stage and those hard to access through usual clinical channels.
The intervention itself (e-couch) is evidence-based and can be rolled out in a high fidelity manner on a large scale at low cost. It has the capacity to attract those who don't usually seek health care services and to be delivered in areas with limited access, such as rural and remote regions. Further, this will be the first study to evaluate the effect of treating depression on early cognitive impairment, using a novel internet based assessment. The trial will also assess the effect of intervening on people's mood upon adherence to treatment and lifestyle factors important in secondary cardiovascular disease prevention. It will enable exploration of mechanisms by which these may occur in future studies.
The study addresses an Australian national health priority (ageing well, ageing productively). With health reforms placing preventative services at the centre of health efforts, such a scalable intervention may, if efficacious, have an important role in the amelioration of the burgeoning impact of dementia.
Active Australia Baseline Survey
Alcohol Use Disorders Identification Test
Brief Illness Perception Questionnaire
Cognitive Behavioural Therapy
Cardiovascular Risk E-couch Depression Outcome
Generalised Anxiety Disorder Scale
Good Clinical Practice
Kessler Psychological Distress Scale
Missing At Random
Missing Completely At Random
Mixed-Model Repeated Measures
The Medical Outcomes Study Measures of Patient Adherence
Organisation for Economic Co-operation and Development
Patient Health Questionnaire
Pittsburgh Sleep Quality Index
Randomised Controlled Trial
World Health Organisation Disability Assessment Scale.
The trial is supported by the Cardiovascular Disease and Depression Strategic Research Program (Award Reference No. G08S 4048) funded by the National Heart Foundation of Australia and beyondblue: the national depression initiative.
The 45 and Up Study is managed by The Sax Institute in collaboration with major partner Cancer Council New South Wales; and partners the National Heart Foundation of Australia (NSW Division); NSW Health; beyondblue: the national depression initiative; Ageing, Disability and Home Care, Department of Human Services NSW; and UnitingCare Ageing.
The trial protocol was implemented and deployed by Ms Kylie Bennett, e-hub web developer and Mr Anthony Bennett, software engineer, at the Centre for Mental Health Research, at the Australian National University.
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