Development of mental disorders one year after exposure to psychosocial stressors; a cohort study in primary care patients with a physical complaint
© Herzig et al.; licensee BioMed Central Ltd. 2012
Received: 24 November 2011
Accepted: 1 August 2012
Published: 20 August 2012
Mental disorders, common in primary care, are often associated with physical complaints. While exposure to psychosocial stressors and development or presence of principal mental disorders (i.e. depression, anxiety and somatoform disorders defined as multisomatoforme disorders) is commonly correlated, temporal association remains unproven. The study explores the onset of such disorders after exposure to psychosocial stressors in a cohort of primary care patients with at least one physical symptom.
The cohort study SODA (SOmatization, Depression and Anxiety) was conducted by 21 private-practice GPs and three fellow physicians in a Swiss academic primary care centre. GPs included patients via randomized daily identifiers. Depression, anxiety or somatoform disorders were identified by the full Patient Health Questionnaire (PHQ), a validated procedure to identify mental disorders based on DSM-IV criteria. The PHQ was also used to investigate exposure to psychosocial stressors (before the index consultation and during follow up) and the onset of principal mental disorders after one year of follow up.
From November 2004 to July 2005, 1020 patients were screened for inclusion. 627 were eligible and 482 completed the PHQ one year later and were included in the analysis (77%). At one year, prevalence of principal mental disorders was 30/153 (19.6% CI95% 13.6; 26.8) for those initially exposed to a major psychosocial stressor and 26/329 (7.9% CI95% 5.2; 11.4) for those not. Stronger association exists between psychosocial stressors and depression (RR = 2.4) or anxiety (RR = 3.5) than multisomatoforme disorders (RR = 1.8). Patients who are “bothered a lot” (subjective distress) by a stressor are therefore 2.5 times (CI95% 1.5; 4.0) more likely to experience a mental disorder at one year. A history of psychiatric comorbidities or psychological treatment was not a confounding factor for developing a principal mental disorder after exposure to psychosocial stressors.
This primary care study shows that patients with physical complaints exposed to psychosocial stressors had a higher risk for developing mental disorders one year later. This temporal association opens the field for further research in preventive care for mental diseases in primary care patients.
KeywordsPrimary health care Longitudinal studies Mental disorder Psychosocial deprivation Stress
Depression, anxiety and somatoform disorders are the most frequent mental disorders in primary care and the regularity of their occurrence is an important preoccupation in public health. WHO describes unipolar depression disorders as the fourth cause of burden of disease in the world and predicts they will rank second position in 2020 . The World Mental Health Survey Initiative estimates that from 8.2-20.5% of Europeans has had at least one mental disorder during the previous year . In addition, recent studies have shown the existence of an overlap between these disorders [3–5]. Many patients, at the onset of a mental disorder, first attend their general practitioner (GP) with a somatic complaint with or without underlying organic pathologies  putting the GP first in line to explore psychosocial distress as is expected by the patients [7, 8].
Important efforts are being made to identify and understand the onset of mental disorders and the complex process leading from a simple disturbance to subthreshold and threshold illness . Therefore many studies have explored different potential causal or contributory factors of mental disorders. Some of the factors identified have been gender [10, 11], age [12, 13], shaming experiences , major life events , chronic pain [15–17], chronic cardiac disease , socio-economic factors [19–23], early stress or childhood abuse [24, 25], or other traumatism. Different psychosocial stressors such as stress at work or at home, financial problems or having no one to turn to when having problems are also described in association with mental disorders [5, 26, 27]. Different theoretical and biological explanations exist for this potential link [28, 29]. However, epidemiological studies are lacking to support the causalities between psychosocial stressors and mental disorders [26, 27]. The aim of this paper was therefore to explore the temporal association between the onsets of mental disorders after exposure to psychosocial stressors in a cohort of primary care patients each with at least one physical symptom.
This cohort study was conducted by 21 GPs in private practice and three fellow physicians in an academic primary care centre located in the French-speaking part of Switzerland.
Eligible patients were: patients over 18 spontaneously reporting a physical complaint (new or recurrent). Exclusion criteria were: vital emergencies, home medical consultation, phone consultation, dementia, insufficient intellectual capacity (IQ under 65), inability to understand French and acute psychiatric disease.
The inclusion of all consecutive patients with physical complaints would have interfered with daily clinical practice; therefore each GP included one patient per half day of consultation selected by a randomized daily identifier. We assumed that 10–12 patients would be seen per half day of consultation and that half of those patients would exhibit a somatic symptom. Therefore, we prepared a series of lists containing rank orders of eligible patients: one of the ranking numbers was randomly determined to be the eligible patient of that half day. In the academic primary care centre, all consecutive eligible patients were asked to participate in the study as fewer patients were eligible.
Patients filled-out the French version of the full Patient Health Questionnaire (PHQ), a self-report version of the PRIME-MD, a validated procedure to identify mental disorders such as depression, anxiety and somatoform disorders [30–32]. The same criteria were used to identify cases at inclusion and after one year of follow-up and to exclude patients who were already affected by principal mental disorders at inclusion.
The construction of the PHQ, based on DSM IV criteria, allows providing provision diagnoses for a selection of DSM IV disorders. Therefore our criteria for defining depression and anxiety are based on the full DSM-IV criteria. For the diagnosis of somatoform disorder, we opted for the PHQ definition of multisomatoform disorders (MSD). MSD is defined by the presence of three or more unexplained physical complaints among 13 presented on a checklist, and by a history of chronic somatization . MSD is detected by the PHQ questionnaire which is more relevant for the primary care setting than are DSM IV criteria. Physicians’ reported somatic diagnosis of their patients and we only considered somatoform symptoms if signs were not related to a reported diagnosis.
Focusing on the most frequent and overlapping mental disorders in primary care, we used the term “principal mental disorder” for any patients who suffered at least from depression or anxiety, or multisomatoform disorders.
We used the ten psychosocial stressors defined in question 12 of the PHQ. Participants were questioned on the subjective intensity of their exposure to these psychosocial stressors during the four weeks preceding the index visit. Major stressors are defined as those by which patients report being “bothered a lot” (subjective distress).
The PHQ was completed with socio-demographic questions. “Higher education” was defined as university education or equivalent. GPs filled-out a separate questionnaire and collected data on comorbidities, consultation length, and diagnosis related to the chief complaint. GPs were blinded to the PHQ completed by patients at inclusion and at follow up.
Patients could either fill out their questionnaire at the GP’s office or post it later in a sealed envelope - these were transmitted each fortnight to the data centre. In addition, each patient was given a unique identification code and thereafter became anonymous. Each GP held a patient log-file to assure follow-up. The log was never transmitted to the data collection centre. The main diagnoses and comorbidities were coded according to a standardized pre-established coding list based on symptoms and suspected diagnosis. This list was established for coding purposes for ambulatory care in our Department of Ambulatory Care and Community Medicine, University of Lausanne, Switzerland.
Patients were followed-up by their GPs as needed according to usual practice. The one year follow-up consultation took place during a scheduled visit 9–15 months after the index consultation. Patients who did not consult their physicians spontaneously during the one year follow-up were invited by phone to plan a visit within the next 3 months. A research nurse monitored recruitment and follow-up. Physicians were contacted to complete missing data.
We calculated a total of 616 patients to be included (relative risk of two, 7.5% of mental disorder in the control group versus 15% in the exposed group, level set at 0.05 and power at 0.8, 30% of the population having been exposed to a psychosocial stressor). Expecting 20% of the population to already be affected, the total number of patients to be questioned for inclusion was 740. The number of patients calculated to be required to assure statistical power for the objectives of a nested study was N = 1000.
Patients with depression, anxiety or MSD at baseline were not included in the analysis. Missing data were not replaced. Relative risk (RR) of developing a principal mental disease was first measured for each component (depression, anxiety, and MSD) before combining diseases together. RRs for developing a principal mental disorder were also first measured for each psychosocial stressor before combining them. Other factors associated both to psychosocial stressors and mental disease at a p-value of 0.2 or less using Fisher’s exact test were considered as potential confounding factors, but only if they were not considered as being on the causal pathway. Confounding effects were identified by comparing crude odds ratio (OR) with adjusted OR using logistic regression. Effect modification was evaluated by stratifying the analysis and testing homogeneity of RRs between groups using Mantel-Haenszel method. Significant level was set at 0.05. Linearity of association related to the number of exposed psychosocial stressors was tested by comparing logistic regression models with ordinal values versus dichotomized variables using the likelihood ratio test. Linearity was assumed if p>0.05.
Consent and ethical approval
Patients were informed of the study and were included if they orally consented to participate. They explicitly acknowledged and consented to having their personal information sent to the data centre. The protocol was approved by the official Ethics Committee of the Canton of Vaud (Prot.100/04).
From November 2004 to July 2005, 1020 patients were screened for inclusion. 627 were eligible and 482 completed the PHQ at one year and were included in the analysis (77%). Median length of follow up was 14 months (ranging from 6–23 months).
Description of studied population
Exposed to major stressor
P = 0.005
18 – 64.9 years
≥ 65 years
P = 0.484
P = 0.577
Apprenticeship or equivalent
Compulsory school or less
Other or unknown
P = 0.683
With family or friends
P = 0.102
P = 0.112
P = 0.804
P = 0.698
P = 0.026
P = 0.200
Initial somatic complaint*
P = 0.075
P = 0.161
P = 0.843
P = 0.141
P = 0.297
P = 0.511
P = 0.807
P = 0.182
P = 0.004
Psychological treatment in the previous 3 months
P = 0.037
Subjective health status†
P = 0.092
Exposure to major psychosocial stressors and the development of a mental disorder at one year (N = 482)
Prevalence of mental disorders at one year
Relative risk of developing a mental disorder at one year
Exposed to stressor
Not exposed to stressor
Bothered a lot by
Worrying about health
2.3 (1.2; 4.2)
Weight and appearance
2.3 (1.2; 4.4)
Little sexual desire or pleasure
1.8 (0.89; 3.7)
Difficulties with partner/lover
3.5 (1.8; 6.6)
The stress of taking care of family members
0.44 (0.06; 3.0)
Stress at work or outside the home
1.9 (0.88; 4.0)
Financial problems or worries
1.4 (0.47; 4.0)
Having no one to turn to when having a problem
1.7 (0.5; 6.2)
Something bad that happened recently
1.5 (0.74; 3.2)
Thinking or dreaming about something terrible that happened in the past
2.5 (1.1; 5.6)
Number of major psychosocial stressors
Two or more
3.1 (1.8; 5.4)
Relative risk of developing a mental disorder one year after initial exposure to at least one major psychosocial stressor
Prevalence of mental disorders at one year
Relative risk of developing a mental disorder at one year
Exposed to stressor
Not exposed to stressor
n = 153
n = 329
2.2 (0.9; 5.1)
P = 0.073
2.9 (1.0; 8.1)
P = 0.038
2.4 (1.3; 4.6)
P = 0.006
3.0 (1.0; 9.3)
P = 0.045
3.8 (1.1; 12.7)
P = 0.021
Either or both
3.5 (1.5; 8.3)
P = 0.002
1.8 (0.7; 4.2)
P = 0.193
Depression, anxiety or multi somatoform disorders
2.5 (1.5; 4.0)
We selected potential confounding factors by identifying all co-factors associated with psychosocial stressors (p<0.2 in Table 1) which were also associated with the development of principal mental disorders. These were: having moderate or bad health (RR = 2.1; 1.3 to 3.4; p = 0.004), and having undergone psychological treatment during the 3 previous months (RR = 1.8; CI95% 1.1 to 3.0; p = 0.019). Other co-factors were not significantly associated with principal mental disorders: 65 or older (RR = 0.78; CI95% 0.45 to 1.4; p = 0.377), in full-time employment (RR = 0.82; CI95% 0.5 to 1.4; p = 0.451), retired (RR = 0.88; CI95% 0.51 to 1.5; p = 0.636). Furthermore, experiencing pain assumed to be of psychological origin (RR = 1.1; CI95% 0.46 to 2.6; p = 0.856), of osteo-articular origin (RR = 0.82; CI95% 0.48 to 1.4; p = 0.446), of cardiovascular origin (RR = 0.89; CI95% 0.37 to 2.1; p = 0.784), of mouth-throat origin (RR = 0.51; CI95% 0.12 to 1.9; p = 0.279), and having psychiatric comorbidities (RR = 1.4; CI95% 0.76 to 2.6; p = 0.293) were also not significantly associated with principal mental disorders. The odds of developing a principal mental disorder decreased slightly from 2.8 (CI95% 1.6 to 5.0) to 2.6 (CI95% 1.5 to 4.7) after adjusting for subjective health status and previous psychological treatments. This suggests that the observed association between psychosocial stressors and principal mental disease is not confounded by any of the studied factors.
The linearity of the association of principal mental disorders to the number of exposures to major psychosocial stressors (0, 1, 2 or more; Table 3) can be assumed (Likelihood-ratio test p = 0.885). This linearity is maintained after adjusting for confounders (p = 0.780). Nevertheless, we cannot exclude ceiling effects to occur with increased number of stressor events.
Relative risk of developing a mental disorder when exposed to psychosocial stressors within subgroups
Test of homogeneity
3.1 (1.7 to 5.6)
65 and over
1.4 (0.5 to 3.8)
P = 0.249
4.3 (1.7 to 11.1)
1.9 (1.1 to 3.4)
P = 0.153
1.3 (0.4 to 4.0)
2.8 (1.6 to 4.8)
P = 0.238
Last 3 months
1.5 (0.7 to 3.3)
None during last three months
3.0 (1.6 to 5.6)
P = 0.165
Good to excellent
2.9 (1.5 to 5.5)
Moderate to bad
1.8 (0.9 to 3.7)
P = 0.325
Our study shows that the risk of suffering from principal mental disorders (depression, anxiety and multisomatoforme disorders) at one year is 2.5 times more likely when primary care patients with initial somatic complaints have been exposed to psychosocial stressors at the time of the index visit. This temporal association is one additional contributing element to the potential causal role of psychosocial stressors on the occurrence of frequent mental disorders . The association is maintained independently of previous psychological treatment or subjectively perceived health-status. Furthermore, our study shows that the addition of different stressors increases the risk of developing principal mental disorders. Finally, the association between psychosocial stressors and multisomatoform disorders was weaker than the association with either depression or anxiety. Indeed multisomatoform disorders might be related to different etiologies and to different underlying neurobiological mechanisms.
Strengths and limitations
The strength of this cohort study is its design, which allows analysis of the prospective association between exposure to psychosocial stressors and the onset of a principal mental disorder. Furthermore, the number of participating GPs and patients included are sufficient to be representative of the overall population in primary care in Switzerland. Finally, our study is focused on the onset of depression, anxiety or MSD in patient with at least one somatic complaints in PC; a subset of patients rarely seen or studied by specialists.
Our study has some limitations. First, the combination of depression, anxiety and MSD under the single term of “principal mental disorder” assumes that these elements share a common underlying biological mechanism, which is not necessarily true. However, the observed overlap between these three principal mental disorders in primary care can justify our choice [3, 4]. Second, using the broader definition of MSD proposed by Kroenke et al.  instead of the full DSM IV criteria could have induced false positive diagnosis of somatoform disorder. Third, our case definition of depression, anxiety and multisomatoforme disorders was based on the PHQ. Even if the PHQ is considered as a relevant proxy for screening principal mental disorders in primary care [35, 36], structured clinical interviews are considered as the gold standard to assess DSM-IV criteria for their diagnostic. Standardized interviews would have been challenging to organize, given that patients with somatic complaints are most often unwilling to visit a psychologist, mental social-worker, or a psychiatrist. Furthermore, in similar settings, the PHQ-9 showed an area under the receiver operating curve of 0.95 compared to structured clinical interviews [37, 38] leading us to believe that for depression, results would have been similar had we used either of these diagnostic procedures. This might not have been the case for multisomatoform disorders for which different etiologies might be difficult to distinguish without a structured clinical interview. Fourth, it is not excluded that patients who develop physical complaints following a stress are also more likely to develop mental disorders. It is therefore uncertain that our observed association is as strong in patients without somatic complaint. Finally, psychosocial stressors might not all be associated to principal mental disorders. Some of them may also represent symptoms of psychiatric disorders. Our study cannot distinguish past exposure to psychosocial stressors from psychiatric symptoms that appeared before inclusion.
Relation to other studies
Poleshuck et al.  studied the association between psychosocial stressors and depression for patients with musculoskeletal pain in a cross-sectional study. They found that depressive patients were more likely to report being bothered a lot by stressors (ORs ranging from 2.4 to 5.8) which was also described (ORs ranging from 2.0 to 4.5) in another cross-sectional study of our population . In our longitudinal study, the strength of the association between psychosocial stressors and principal mental disorders was not as important (RR ranging from 0.44 to 3.5). This could be due to the fact that we excluded many exposed patients already affected at the time of inclusion.
Our results suggest that stressors might affect patients differently. However, none of these stressors were consistently more important in other studies [5, 26]. We therefore believe most of these differences to be due to random error and small sample sizes. We nevertheless cannot exclude that different types of stressors might have different effects on the development of principal mental disorders.
Feeling “bothered” by an event could be due to the same factor that predisposes people to become depressive, anxious or develop MSD. Therefore, stressful events might not be at cause, but only the way people react to these events. Further animal behaviour studies are requested to analyse underlying mechanism linking stress to mental disorders to answer this question.
Overall, our observations are consistent with Bonde’s  systematic review of longitudinal studies of the effects of stressful conditions at work on depression (OR ranging from 1.4 to 2.3) in which different stressors were also combined. Recent research in neuroscience supports the belief that different stressors could have a similar effect on the onset of certain mental disorders . This is also supported by the dose-dependent effect of stressors on the onset of disorders . Clinically, questioning the patient’s personal interpretation and their subjective appreciation of different stressful life-events seems particularly important to the interpretation of their potential effects on their mental state [7, 8].
Different psychological and social theories support a potential causal explanation for our results [9, 22, 40]. Physiological and behavioral consequences of social stress have been described in animal experiments. They show that mild stressors induce mild behavioral consequences but exposure to long-term or intensive stress has endocrinological effects (adrenal hypertrophy) . Similar stress effects on humans may be one of the reasons for our results. Furthermore, Liston  describes the prefrontal consequences of stress, detected by pet scans and showing reversibility when stress is reduced.
The temporal association between psychosocial stressors and the onset of principal mental disorders, especially in patients with physical complaints, does incite GPs to explore these determinants in patients with somatic symptoms. Even if some mild principal mental disorders may resolve themselves [41, 42] or at least not require formal medical or psychiatric help , more often they induce important human suffering, and increase health-care utilization and, therefore, health-care costs [43, 44]. Also, it could be useful to detect risk factors early allowing preventive and treatment strategies.
It would be interesting to determine the relationships between exposure of certain stressor with the risk of developing a specifically disorder. But our study was not powered to test associations between stressors and mental disorders assuming each stressor had a similar effect on all three studied mental disorder. Given the sample size, it is not possible to verify this assumption.
Mental disorders such as depression, anxiety and MSD are frequent in primary care, where they are often associated with physical symptoms and found in subthreshold states. Our study shows a 2.5 times increased frequency of the development of principal mental disorders in patients previously exposed to psychosocial stressors and is therefore an important step in highlighting the role of these stressors. Further studies are necessary to explore the weight of different stressors and if early screening and treatment strategies may diminish the onset of mental disorders.
The study protocol was approved by the official Ethics Committee of the Canton of Vaud (Prot.100/04).
Diagnostic and Statistical Manual of Mental Disorder
Patient health questionnaire
Cohort study SOmatization, Depression, Anxiety.
We wish to thank all the physicians who enrolled patients and collected data: Dr. C. Bonard, Dr. M. Bonard, Dr. J.-P. Bussien, Dr. C. Chapuis, Dr. G. Conne, Dr. C. Cuendet, Dr. M. Dafflon, Dr. M. Danese, Dr. M. De Vevey, Dr. C. Dvorak, Dr. M. Junod, Dr. G. Lorenz, Dr. A. Michaud, Dr. N. Mühlemann, Dr. F. Pilet, Dr. P.-A. Schmied, Dr. A. Schwob, Dr. M. Wenner, and Dr. K. Würzner. We would also like to thank Françoise Secretan and Dr. B. Chiarini for managing data. The study was supported by a grant from the Swiss Academy of Medical Sciences (Projekt RRMA 2/04).
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